The order came after SEBI had undertaken inspection of Axis Securities for the period from April 2021 to November 2022.

In an 82-page order, Sebi found that Axis Securities failed to follow regulatory procedures in several areas, including ...

The people currently under consideration include department of economic affairs secretary Ajay Seth, Sebi whole-time member ...

The order also mentioned discrepancies in the brokerage's reporting of politically exposed persons and margin trading ...

Ahmedabad-based LCC Projects has filed preliminary papers with the capital markets regulator Sebi to mobilise funds through ...

SEBI proposes to expand QIB definition for angel funds, allowing more accredited investors to participate in private ...

The Securities and Exchange Board of India (Sebi) has imposed monetary penalty on brokerage firm Axis Securities. Now, the brokerage house Axis Securities, has to pay the penalty within a certain ...

Securities and Exchange Board of India (SEBI) is reportedly inching closer to tightening norms for new-age tech IPOs ...

Sebi Chairperson Madhabi Puri Buch stated there is no need for the regulator to comment on the recent decline in small and midcap stocks. Previously, Buch had expressed concerns about high valuations ...

The markets regulator has asked brokers to bring the charter to the notice of their clients by disclosing it on their respective websites, making them available at prominent places in the office, and ...

Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities ...

LCC Projects, an EPC company, has filed draft papers with SEBI for an IPO to raise funds through fresh issuance and offer-for ...