Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities ...

SEBI proposes to expand QIB definition for angel funds, allowing more accredited investors to participate in private ...

SEBI fines Axis Securities ₹10 lakh for violating stock broker rules, regulatory norms; firm must pay within 45 days.

Sebi has penalized Axis Securities Rs 10 lakh for violating stock broker rules, including reporting discrepancies, improper ...

Sebi has fined Axis Securities Rs 10 lakh for regulatory breaches, including misreporting and client fund mishandling. The penalty, stemming from an i ...

Buch was speaking at an event organised by the Association of Mutual Funds in India (AMFI), which launched three strategic ...

Under the Companies Act, 2013, private placements are limited to 200 investors, excluding QIBs. By including AIs within QIBs for Angel Fund investments, SEBI intends to facilitate broader ...

The mid- and small-cap segments, which outpaced large-caps for much of FY24, have recently suffered a sharp sell-off. The ...

The markets regulator has asked brokers to bring the charter to the notice of their clients by disclosing it on their respective websites, making them available at prominent places in the office, and ...

NSDL and CDSL, in partnership with SEBI, have introduced the Unified Investor Platform mobile app for investors to ...

The IPO comprises of solely fresh issue of 1.4 crore equity shares with no offer-for-sale component, as per the draft papers ...

The Securities and Exchange Board of India (Sebi) has imposed monetary penalty on brokerage firm Axis Securities. Now, the brokerage house Axis Securities, has to pay the penalty within a certain ...