On December 8, 2025, the French financial markets authority (Autorité des marchés financiers or AMF) issued an adaptation of its positions 2010-05 and 2013-12 governing the marketing of complex ...
Let’s say you spend three years and millions of dollars developing a revolutionary product. Your engineers have built the most elegant fintech API on the market. Perhaps your scientists have ...
NI (formerly National Instruments), headquartered in my hometown of Austin, Texas, is a company I've been following for a long time. In 2020, National Instruments shortened its name to 'NI' along with ...
GOP members of the House Financial Services Committee say heightened regulation of retail investors sale of “complex products” and options could raise costs and unfairly limit retail investors’ access ...
The Public Investors Advocate Bar Association called for the Financial Industry Regulatory Authority to strengthen rules on selling complex products and options—a category that could include leveraged ...
The software landscape becomes more competitive every day. New entrants promise “game-changing” technology, and behemoths constantly launch new features. Customer needs keep expanding and evolving, ...
The platform automates complex feasibility studies and RFPs, allowing sales teams to handle 10x more technical inquiries without adding engineering headcount. By automating the routine technical ...
On 8 March 2022, the Financial Industry Regulatory Authority, Inc. (FINRA) issued Notice to Members No. 22-08 (NtM 22-08) to “remind members of their sales practice obligations” for complex products ...
The regulator is assessing the risks that may arise when retail investors purchase complicated investments without the help of a financial adviser. By Mark Schoeff Jr. As investors gain more access to ...
Over the last several weeks, the Securities and Exchange Commission has stepped up its oversight of risky, complex financial products, a trend that experts say likely will continue and intensify in a ...
A review of firms that deal in complex exchange-traded products — such as leveraged and inverse ETFs, as well as crypto-based products — found that firms need to make improvements in a variety of ...
If your company sells complex products – a category that can include anything from software to cellular phone service to toys that require assembly – you probably need specialized software ...
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