The order came after SEBI had undertaken inspection of Axis Securities for the period from April 2021 to November 2022.
EPC company LCC Projects has filed preliminary papers with capital markets regulator SEBI seeking its approval to raise funds through an initial public offering (IPO).   The proposed IPO will be a ...
In an 82-page order, Sebi found that Axis Securities failed to follow regulatory procedures in several areas, including ...
The order also mentioned discrepancies in the brokerage's reporting of politically exposed persons and margin trading ...
SEBI proposes to expand QIB definition for angel funds, allowing more accredited investors to participate in private ...
The people currently under consideration include department of economic affairs secretary Ajay Seth, Sebi whole-time member ...
Securities and Exchange Board of India (SEBI) is reportedly inching closer to tightening norms for new-age tech IPOs ...
Sebi has penalized Axis Securities Rs 10 lakh for violating stock broker rules, including reporting discrepancies, improper ...
Sebi Chairperson Madhabi Puri Buch stated there is no need for the regulator to comment on the recent decline in small and midcap stocks. Previously, Buch had expressed concerns about high valuations ...
The Securities and Exchange Board of India (SEBI) has directed research analysts and investment advisers to disclose key ...
The markets regulator has asked brokers to bring the charter to the notice of their clients by disclosing it on their respective websites, making them available at prominent places in the office, and ...
Ahmedabad-based LCC Projects has filed preliminary papers with the capital markets regulator Sebi to mobilise funds through ...