Stifel Financial Corp. keeps paying high-priced settlements to clients who claimed they were wronged by former star broker, Chuck Roberts, and most recently in July agreed to pay two sets of customers ...

One of the fundamental truths about investing is that there is no such thing as a free lunch. An investment that promises higher returns is going to come with higher risks of losing money. And often, ...

Structured notes, also known as structured investments, are on the rise as financial advisors aim to increase returns while also aiming to mitigate risk across their clients’ portfolios. Structured ...

Structured products, also called structured notes, are customized versions of existing investments. A recent example is this offering from Morgan Stanley MS. Sold in June 2022, the company’s ...

Fidelity was ordered to pay $843,000 in compensatory damages to James and Tina Baldocchi and $445,000 to Kimberly Hosler and James Doorley, according to the FINRA panel’s award. The investors in both ...

Morgan Stanley Finance LLC has priced and issued $1.597 million in aggregate principal amount of Dual Directional Trigger PLUS structured notes maturing on July 26, 2030, as detailed in a pricing ...