Understanding the world of securities licenses can be overwhelming, especially when you’re trying to determine which license suits your career path in the financial services industry. If you’re ...

If you’re looking to break into the financial services industry, passing the Series 63 exam is an essential step. Issued by the Financial Industry Regulatory Authority (FINRA), this license qualifies ...

The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

📘 What Is the Series 63 Exam? The Series 63, officially called the Uniform Securities Agent State Law Exam, is a license required in most U.S. states if you want to be a securities agent and sell ...

Planning to take the Series 63 exam? You’re in good company. This isn’t the toughest securities exam out there, but it’s definitely not one to wing. The tricky part isn’t the math; it’s the wording, ...

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Registered Administrative Assistant Christine Williams of the Georgetown Capital Group has earned both Series 6 and Series 63 Licenses. The Series 6 entitles her to register as a limited ...