An effective compliance audit process ensures your company is following regulations and avoiding sanctions. This is especially important in public companies, as these entities are subject to federal ...

The increasing complexity of the business environment has brought plenty of opportunities and challenges for risk and compliance teams over recent years. The combination of an increasingly volatile ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Automation has democratized compliance and made it accessible to organizations of all sizes. It has also enabled organizations to manage risk better, scale their compliance capabilities efficiently, ...

With the increasing need for businesses to reduce costs and demonstrate value, there is a requirement to look at all aspects of bio/pharma drug development and manufacturing to achieve efficiency ...

Now in force, DORA has proved challenging for many IT leaders to achieve compliance, particularly around third-party providers, suppliers, and subcontractors. In force since January, the Digital ...

Compliance is one of the most persistent bottlenecks in regulated software development, often requiring weeks or months of manual documentation after products are built. In this episode of DEMO, Keith ...

In the ever-evolving world of finance, compliance is king. Financial advisory firms, in particular, operate in a highly regulated environment where clients’ financial security is paramount. Financial ...

The president has designated the Office of Institutional Compliance and Risk Services (OICRS) as the university office responsible for the coordination of policy development and review, and to ensure ...