In early 2021, Apex Clearing, a subsidiary of Apex Fintech Solutions, agreed to go public via a merger with Northern Star Investment Corp. II, a special purpose acquisition company led by Jonathan ...
WASHINGTON--(BUSINESS WIRE)--FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This is the first time FINRA has charged a firm ...
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