Discover how ASIC regulates Australian financial markets, enforces laws, and promotes investor confidence through fair, transparent practices in the financial sector.
The corporate watchdog alleges the superannuation trustee failed to protect consumers because it did not conduct adequate due ...
It’s not a formal investigation, but it’s still a quicker response from the watchdog than the last time news of auditors ...
Macquarie Group said on Friday that its unit Macquarie Securities (Australia) (MSAL) has agreed to pay a penalty of A$35 ...
A Federal court has imposed a A$250 million ($165.25 million) penalty on lender ANZ Group for mishandling a A$14 billion ...
ASIC has fined 12 large private companies $2.2m for late accounts. The regulator says directors need to sharpen their ...
Following consultation conducted between 30 July and 5 September, during which ASIC received 26 submissions, it has ...
Financial services company Netwealth has agreed to pay more than $100 million to more than 1,000 clients who invested in the failed First Guardian super fund through its platform.
Failing to update ASIC of changes to company email addresses could result in major fines, according to draft legislation put ...
ASIC commissioner Kate O’Rourke said conflicts of interest remain a material concern for the financial system. “Conflicts of ...
ASIC has commenced civil penalty proceedings in the Federal Court against superannuation ...
A review of the Australian Securities Exchange delivered a vote of no-confidence in the market operator after it was found to ...
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