The order also mentioned discrepancies in the brokerage's reporting of politically exposed persons and margin trading ...

Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities ...

SEBI proposes to expand QIB definition for angel funds, allowing more accredited investors to participate in private ...

The Securities and Exchange Board of India (Sebi) has imposed monetary penalty on brokerage firm Axis Securities. Now, the brokerage house Axis Securities, has to pay the penalty within a certain ...

The people currently under consideration include department of economic affairs secretary Ajay Seth, Sebi whole-time member ...

Buch was speaking at an event organised by the Association of Mutual Funds in India (AMFI), which launched three strategic ...

Under the Companies Act, 2013, private placements are limited to 200 investors, excluding QIBs. By including AIs within QIBs for Angel Fund investments, SEBI intends to facilitate broader ...

Sebi has penalized Axis Securities Rs 10 lakh for violating stock broker rules, including reporting discrepancies, improper ...

Sebi Chairperson Madhabi Puri Buch stated there is no need for the regulator to comment on the recent decline in small and midcap stocks. Previously, Buch had expressed concerns about high valuations ...

Sebi's Ananth Narayan added that if India has to create the next DeepSeek, a lot of money should flow into startups, ...

The markets regulator has asked brokers to bring the charter to the notice of their clients by disclosing it on their respective websites, making them available at prominent places in the office, and ...

SEBI fines Axis Securities ₹10 lakh for violating stock broker rules, regulatory norms; firm must pay within 45 days.